Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Mitchell Jones III is a financial advisor with over 25 years of experience in the industry. Louis is currently registered with Wells Fargo Clearing Services, LLC and is licensed in several states, including North Carolina, Texas, and New York. Louis has a strong background in investment management and financial planning, and has been recognized for his commitment to client service. Louis has previously worked with UBS Financial Services Inc. and J.C. Bradford & Co.. Louis is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/24/2011 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
08/14/2000 - 01/17/2007
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
NY
08/01/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 12/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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