Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Schroeder is a financial professional with over 30 years of experience in the industry. Louis is currently registered with TP Icap Global Markets Americas LLC. Previously, Louis was registered with ICAP Securities USA LLC and Garban LLC. Louis is licensed in New York and holds the Series 63, Series 72, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/15/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
01/14/1993 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NY
03/10/1992 - 01/18/1993
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 04/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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