Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Michael Ricciardi is an investment advisor representative registered with Bristol Wealth Group. Louis has been in the financial services industry since December 1981 and is registered with the Financial Industry Regulatory Authority (FINRA) and the State of Massachusetts. Louis has held previous roles at Raymond James Financial Services, Inc., UBS Financial Services Inc., and Morgan Stanley DW Inc. Louis holds Series 63, 66, 7, 9, 10, and SIE licenses. The firm offers investment advisory services to individuals, high-net-worth individuals, charitable organizations, corporations, and banking or thrift institutions. Louis has a strong background in providing financial planning and portfolio management services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
10/22/2024 - Present
Bristol Wealth Group (TAUNTON MA)
MA
09/25/2009 - 07/02/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (TAUNTON MA)
MA
07/12/2002 - 10/05/2009
UBS FINANCIAL SERVICES INC. (TAUNTON MA)
NY
02/02/1988 - 07/16/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
01/11/1988 - 02/02/1988
DEAN WITTER REYNOLDS INC.
NA
01/31/1984 - 01/21/1988
THOMSON MCKINNON SECURITIES INC.
NA
09/24/1981 - 10/28/1983
SHEARSON/AMERICAN EXPRESS INC.
BOTH
Issued 04/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Louis Ricciardi is the right advisor for you? Invested Better is here to help.
