Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Michael Pugliese is a financial advisor with Ameritas Investment Company, LLC. Louis has been in the financial industry since April 1, 1991. Louis holds Series 7, 24, and 63 licenses. Louis is registered in California, Connecticut, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/28/2004 - Present
Ameritas Investment Company, LLC (WOODBRIDGE NJ)
NY
01/15/2003 - 02/25/2004
LACONIA CAPITAL CORPORATION (NEW YORK NY)
NY
02/22/2002 - 11/05/2002
THOMAS FLETCHER & COMPANY, INC. (NEW YORK NY)
NJ
03/08/2000 - 09/04/2001
FCG ADVISORS, LLC (CHATHAM NJ)
NJ
11/24/1998 - 02/25/2000
FINANCIAL CONSULTANT GROUP, LLC (CHATHAM NJ)
NJ
01/16/1998 - 10/23/1998
WILLIAM SCOTT & CO. L.L.C. (UNION NJ)
OK
01/17/1996 - 12/01/1997
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
NY
08/12/1993 - 12/19/1995
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
03/18/1992 - 07/22/1992
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/15/1991 - 01/29/1992
FIA CAPITAL GROUP, INC. (SHORT HILLS NJ)
NY
06/29/1989 - 09/06/1989
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
CO
04/04/1989 - 06/27/1989
SECURITIES USA, INC. (ENGLEWOOD CO)
NA
03/01/1989 - 04/08/1989
MONMOUTH INVESTMENTS, INC.
NA
01/01/1988 - 03/10/1989
INVESTORS CENTER, INC.
NA
02/26/1987 - 01/14/1988
E. F. HUTTON & COMPANY INC
BC
Issued 03/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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