Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Magliano IV is a financial advisor with Fifth Third Securities, Inc. Louis has been in the financial industry since January 2013. Louis has a wide range of experience in the financial industry, including experience with E*TRADE Securities LLC and JPMorgan Chase Bank. Louis is registered with the Financial Industry Regulatory Authority (FINRA) and holds several securities licenses, including Series 6, 7, 52TO, 24, and 53. Louis is also a registered investment advisor in Ohio. Louis has a commitment to providing sound financial advice and services to clients and a focus on providing financial planning services, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
11/08/2019 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
NY
04/14/2015 - 04/12/2018
E*TRADE SECURITIES LLC (NEW YORK NY)
NY
06/21/2013 - 04/16/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 7/3/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/27/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/1/2022
Series 24 - General Securities Principal Examination
BC
Issued 5/10/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 4/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 6/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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