Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Mastrianni is a registered representative with Capital ONE Securities, Inc. Louis has been in the industry since 2006. Louis is registered in 11 states and has been registered with FINRA since 2019. Louis holds the Series 7, 24, 63, 79 and SIE licenses. Prior to joining Capital ONE Securities, Louis worked for J.P. Morgan Securities LLC and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2019 - Present
Capital ONE Securities, Inc. (Melville NY)
NY
06/03/2011 - 06/13/2018
J.P. MORGAN SECURITIES LLC (MELVILLE NY)
NY
10/01/2008 - 07/02/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/02/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/24/2002 - 08/06/2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
BC
Issued 11/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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