Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Wolfson is a financial advisor with over 30 years of experience in the industry. Louis is currently registered with Cetera Investment Advisers LLC and has previously worked with LPL Financial LLC, Financial Resources Group Investment Services, LLC, IFMG Securities, INC., WM Financial Services, INC., DIME Securities, INC., PRUCO Securities Corporation, and The Prudential Insurance Company of America. Louis holds several licenses and registrations, including Series 6, 7, 63 and 66, as well as state registrations in several states. Louis has a focus on providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/30/2023 - Present
Cetera Investment Advisers LLC (BROOKLYN NY)
NY
05/27/2008 - 07/11/2019
LPL FINANCIAL LLC (BROOKLYN NY)
NY
05/08/2018 - 06/14/2019
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (BROOKLYN NY)
NY
01/16/2003 - 05/27/2008
IFMG SECURITIES, INC. (BROOKLYN NY)
CA
05/01/2002 - 01/07/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
09/16/1998 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
NJ
07/11/1988 - 09/28/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/11/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 6/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 7/8/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Louis Wolfson is the right advisor for you? Invested Better is here to help.
