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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Wolfson is a financial advisor at Cetera Investment Advisers LLC, a firm with over 100 billion dollars in assets under management. Louis is registered with FINRA and the state of New Jersey and provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Louis has been in the financial services industry since 1988 and has experience with a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Louis is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/30/2023 - Present
Cetera Investment Advisers LLC (BROOKLYN NY)
NY
05/27/2008 - 07/11/2019
LPL FINANCIAL LLC (BROOKLYN NY)
NY
05/08/2018 - 06/14/2019
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (BROOKLYN NY)
NY
01/16/2003 - 05/27/2008
IFMG SECURITIES, INC. (BROOKLYN NY)
CA
05/01/2002 - 01/07/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
09/16/1998 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
NJ
07/11/1988 - 09/28/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/11/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 06/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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