Unclaimed
Louis Aquina is an active Registered Representative and Investment Advisor Representative with LPL Enterprise, LLC in Melville, New York. Louis has over 50 years of experience in the financial services industry, having started their career in 1973. Louis holds licenses in several states and is well-equipped to advise clients on a range of financial products and services. Louis has previously worked at The Prudential Insurance Company of America and Metropolitan Life Insurance Company. Louis is dedicated to providing clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/14/2024 - Present
LPL Enterprise, LLC (MELVILLE NY)
NJ
03/11/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
06/18/1973 - 09/18/1981
METROPOLITAN LIFE INSURANCE COMPANY
BC
Issued 05/22/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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