Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Loimata Evaga is a registered representative with Capfinancial Securities, LLC. Louis has over 19 years of experience in the financial industry and has held various positions at firms such as Morgan Stanley and Fidelity Brokerage Services LLC. Louis holds several licenses and certifications, including Series 3, 7, 9, 10, 24, 63, 66, and 99. Louis is a highly experienced financial professional with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/29/2024 - Present
Capfinancial Securities, LLC (RALEIGH NC)
UT
02/02/2018 - 08/27/2020
MORGAN STANLEY (SOUTH JORDAN UT)
UT
09/25/2015 - 08/09/2017
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
UT
11/07/2014 - 09/14/2015
MORGAN STANLEY (SOUTH JORDAN UT)
UT
11/04/2005 - 11/04/2014
SCOTTRADE, INC. (OREM UT)
NJ
09/14/2000 - 11/04/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
RI
05/04/2000 - 06/30/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 12/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/20/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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