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Louis Lee Moore

Independence Capital CO., Inc.

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About Louis Lee Moore

Louis Lee Moore is a registered representative with Independence Capital CO., Inc. Louis has been in the industry since June 18, 1995. Louis has a Series 6, Series 63, and SIE license. Louis specializes in Financial Planning, Selection of Other Advisers, and Portfolio Management for Individuals. Louis is currently registered in California, Kentucky, Maryland, North Carolina and Ohio. Louis previously worked at PROEQUITIES, INC., TRANSAMERICA FINANCIAL ADVISORS, INC, CLARK SECURITIES, INC., VALMARK SECURITIES, INC., MIMLIC SALES CORPORATION, MML INVESTORS SERVICES, INC., and G. R. PHELPS & CO., INC..

Firm Information

Louis Moore is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Louis Moore’s Registration & Firm History

OH

02/02/2012 - Present

Independence Capital CO., Inc. (Westlake OH)

OH

10/12/2011 - 02/16/2012

PROEQUITIES, INC. (WESTLAKE OH)

FL

01/31/2011 - 08/03/2011

TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)

NC

05/12/2004 - 01/31/2011

CLARK SECURITIES, INC. (GREENSBORO NC)

OH

09/09/1997 - 04/13/2004

VALMARK SECURITIES, INC. (AKRON OH)

MN

08/06/1996 - 09/15/1997

MIMLIC SALES CORPORATION (ST. PAUL MN)

MA

03/01/1996 - 08/05/1996

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

03/15/1995 - 03/01/1996

G. R. PHELPS & CO., INC.

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Licenses & Designations

BC

Issued 03/03/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis Lee Moore.
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