Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Lee Haggin is a registered representative of Sunbelt Securities, Inc. Louis Lee Haggin has been in the securities industry since October 15, 1989. Louis Lee Haggin has a Series 7, Series 3, Series 63, and Series 24 license. Louis Lee Haggin is also registered as an investment advisor representative in Kentucky. Louis Lee Haggin has been with Sunbelt Securities, Inc. since September 17, 2019. Previously, Louis Lee Haggin worked at Lexington Investment Company, Inc. from January 31, 1991 to September 26, 2019. Louis Lee Haggin also worked at Dean Witter Reynolds Inc. from June 22, 1983 to October 5, 1984. Louis Lee Haggin has a total of 4727 clients. Louis Lee Haggin provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
09/17/2019 - Present
Sunbelt Securities, Inc. (Lexington KY)
KY
01/31/1991 - 09/26/2019
LEXINGTON INVESTMENT COMPANY, INC. (LEXINGTON KY)
NA
06/22/1983 - 10/05/1984
DEAN WITTER REYNOLDS INC.
BC
Issued 02/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1991
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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