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Louis Kevin Jeffries

Pruco Securities, LLC

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About Louis Kevin Jeffries

Louis Jeffries is a financial advisor currently registered with Pruco Securities, LLC. Louis has been in the financial services industry since 2005, holding previous registrations with firms such as Lincoln Financial Advisors Corporation, TD Ameritrade, Inc., and Edward Jones. Louis has a wide range of experience and is registered to offer a variety of financial products and services. Louis is licensed to conduct business in multiple states.

Firm Information

Louis Jeffries is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Louis Jeffries’s Registration & Firm History

MA

01/11/2023 - Present

Pruco Securities, LLC (Hadley MA)

MA

02/01/2021 - 12/08/2022

LINCOLN FINANCIAL ADVISORS CORPORATION (HADLEY MA)

MA

02/26/2018 - 01/11/2021

TD AMERITRADE, INC. (EAST LONGMEADOW MA)

MA

07/23/2009 - 02/26/2018

SCOTTRADE, INC. (EAST LONGMEADOW MA)

IL

01/04/2007 - 07/21/2009

TD AMERITRADE, INC. (OAK BROOK IL)

IL

10/06/2006 - 12/14/2006

VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)

IL

05/23/2006 - 08/30/2006

EDWARD JONES (LOMBARD IL)

IL

07/06/2005 - 03/15/2006

CHASE INVESTMENT SERVICES CORP. (CALUMET CITY IL)

IL

10/12/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 01/03/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2012

Series 4 - Registered Options Principal Examination

BC

Issued 11/16/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/11/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for Louis Kevin Jeffries. Review regulatory record here.
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