Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Joseph Ventura is a financial advisor with over 40 years of experience in the industry. Louis currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. where he is a registered representative. Louis has a strong track record of success and has held several positions in the financial services industry. Louis has earned several licenses and registrations including Series 1, 7TO, 52TO, 72, 79TO, 53 and 63. Louis has also served as a municipal securities principal. Louis has worked with a range of clients from individuals to corporations to investment companies. Louis is dedicated to providing his clients with the highest level of personalized service and financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/29/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH GARDENS FL)
FL
09/29/2023 - 04/20/2024
J.P. MORGAN SECURITIES LLC (Jupiter FL)
FL
01/15/2020 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Jupiter FL)
FL
05/14/1999 - 01/17/2020
J.P. MORGAN SECURITIES LLC (PALM BEACH GARDENS FL)
NY
03/24/1999 - 05/14/1999
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
11/15/1995 - 05/14/1999
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
11/15/1995 - 05/14/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NJ
09/24/1990 - 09/08/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/03/1988 - 08/09/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
04/05/1974 - 04/07/1988
E. F. HUTTON & COMPANY INC
BC
Issued 09/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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