Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Rettino has been in the financial services industry since 2002 and is currently registered with Susquehanna Financial Group, Lllp as a General Securities Representative. Louis Rettino has experience with several firms including Amherst Pierpont, FTN Financial Securities Corp and Spear, Leeds & Kellogg, L.P. Louis Rettino holds Series 7, Series 24, Series 52, Series 53, Series 55, Series 57 and Series 63 licenses. Louis Rettino is currently registered in New York and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/20/2023 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NJ
03/07/2016 - 01/19/2023
AMHERST PIERPONT (RED BANK NJ)
NY
08/05/2009 - 03/14/2016
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
01/07/2005 - 08/05/2009
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
11/19/2002 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
03/31/2003 - 04/30/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/28/2003 - 03/27/2003
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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