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Louis Joseph Ciavarella

R. F. Lafferty & CO., Inc.

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About Louis Joseph Ciavarella

Louis Joseph Ciavarella is a financial professional with over 15 years of experience in the industry. Louis is currently registered with R. F. Lafferty & Co., Inc. and is licensed in Pennsylvania and Virginia. Previously, Louis was employed by FULCRUM SECURITIES, LLC, MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Louis holds the Series 7, 31, 66, and SIE licenses. Louis provides financial services to individuals and high-net-worth individuals. Louis is also a registered life and health insurance agent in the states of Pennsylvania, New Jersey, and South Carolina.

Firm Information

Louis Ciavarella is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Louis Ciavarella’s Registration & Firm History

PA

04/01/2016 - Present

R. F. Lafferty & CO., Inc. (Chadds Ford PA)

PA

02/03/2012 - 02/26/2016

FULCRUM SECURITIES, LLC (RADNOR PA)

PA

06/01/2009 - 02/08/2012

MORGAN STANLEY SMITH BARNEY (BERWYN PA)

PA

03/07/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BERWYN PA)

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Licenses & Designations

BOTH

Issued 03/20/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 03/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Louis Joseph Ciavarella.
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