Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Kim has been a registered investment advisor since 2002. Louis is currently registered with Pruco Securities, LLC and holds Series 6, Series 63, Series 65, and SIE licenses. Louis has been in the industry since 2001. Louis provides services such as selection of other advisors, portfolio management for individuals, and financial planning. Louis Kim is also the owner of Nippon Life Ins Co Of America LOUIS KIM INSURANCE & FINANCIAL SERVICES which is a finance and insurance business. Louis has worked with individuals, trusts and estates, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
07/19/2023 - Present
Pruco Securities, LLC (PARAMUS NJ)
IA
Issued 01/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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