Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Sulsenti is a financial advisor with over 30 years of experience in the industry. Louis currently works for Pragma LLC. Prior to joining Pragma LLC, Louis was with E. H. Smith Jacobs & Co., Inc. in New York, NY. Louis is licensed to sell securities in the state of New York. Louis has passed the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/11/2010 - Present
Pragma LLC (NEW YORK NY)
NY
05/19/2009 - 05/03/2010
E. H. SMITH JACOBS & CO., INC. (NEW YORK NY)
NJ
12/22/2008 - 05/05/2009
CHASE INVESTMENT SERVICES CORP. (MANASQUAN NJ)
MA
11/24/1993 - 07/01/2008
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
CA
08/16/1989 - 01/17/1992
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
BC
Issued 02/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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