Unclaimed
Louis Natoli is a financial professional with over 20 years of experience in the industry. Louis is currently registered with Clear Street LLC and holds a Series 63, Series 57TO, SIE, Series 55, Series 7, Series 7A, and Series 25 licenses. Louis previously worked at LEK Securities Corporation and Joseph N. Palma, Inc. Louis has a strong background in trading and securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2022 - Present
Clear Street LLC (NEW YORK NY)
NY
01/18/2005 - 07/27/2022
LEK SECURITIES CORPORATION (NEW YORK NY)
NY
10/01/2000 - 09/16/2004
JOSEPH N. PALMA, INC. (NEW YORK NY)
BC
Issued 02/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2002
Series 7A - Floor Broker Representative Exam
BC
Issued 02/13/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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