Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis John Davenio is a financial advisor who has been in the industry since 1982. He is currently registered with Wells Fargo Clearing Services, LLC. Louis has experience with a variety of financial products and services, including stocks, bonds, mutual funds, options, and commodities. He has also worked for a number of other firms over the years, including Prudential Securities Incorporated, UBS PaineWebber Inc., Legg Mason Wood Walker, Incorporated, Lehman Brothers Inc., E. F. Hutton & Company Inc, Smith Barney, Harris Upham & Co., Incorporated, Dean Witter Reynolds Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Louis is a dedicated professional who is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/05/2004 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
NY
03/28/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/30/2001 - 04/16/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/24/1995 - 04/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
08/13/1990 - 06/08/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/03/1983 - 08/29/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/04/1988 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
03/04/1987 - 01/04/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
05/13/1986 - 03/26/1987
DEAN WITTER REYNOLDS INC.
NA
11/29/1982 - 02/14/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/29/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 08/06/1983
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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