Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Chiavacci is an active broker and investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Louis has been in the industry since December 22, 1986, and has experience working for both Goldman, Sachs & Co. and Bank of America, N.A.. Louis has a broad base of experience and qualifications including Series 3, 7, 63 and 65 licenses. Louis is licensed in 31 states and holds 2 IA licenses. Louis provides a wide range of services to clients including portfolio management for both businesses and individuals, as well as educational seminars and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/28/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORAL GABLES FL)
NY
12/23/1986 - 09/08/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 04/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1987
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Louis Chiavacci is the right advisor for you? Invested Better is here to help.
