Unclaimed
Louis Dunn is a financial advisor based in Santa Monica, California. Louis holds Series 63, SIE, and Series 82TO licenses and is registered with the state of California. Louis is associated with Hudson Capital Advisors BD LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/18/2022 - Present
Hudson Capital Advisors BD LLC (SANTA MONICA CA)
BC
Issued 04/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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