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Louis Jean Dunn

Hudson Capital Advisors BD LLC

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About Louis Jean Dunn

Louis Dunn is a financial advisor based in Santa Monica, California. Louis holds Series 63, SIE, and Series 82TO licenses and is registered with the state of California. Louis is associated with Hudson Capital Advisors BD LLC.

Firm Information

Louis Dunn is currently registered with Hudson Capital Advisors BD LLC. Hudson Capital Advisors BD LLC is a Limited Liability Company formed on December 4, 2003. The firm is registered with the SEC and in 10 states: Arizona, California, Connecticut, District of Columbia, Illinois, Maryland, New Hampshire, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louis Dunn’s Registration & Firm History

CA

07/18/2022 - Present

Hudson Capital Advisors BD LLC (SANTA MONICA CA)

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Licenses & Designations

BC

Issued 04/22/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2022

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 03/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis Jean Dunn.
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