Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Jay Morgan is a financial professional with over 23 years of experience in the financial services industry. Louis is currently registered with Parkland Securities, LLC in Walnut Creek, California. He has a strong background in securities and investment products, having held previous positions at Pacific Select Distributors, Inc., Mutual Service Corporation, Charles Schwab & Co., Inc., and Legacy Financial Services, Inc. Louis has a comprehensive understanding of the financial markets and is committed to providing his clients with personalized investment advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/23/2008 - Present
Parkland Securities, LLC (Walnut Creek CA)
CA
01/13/2005 - 07/09/2008
PACIFIC SELECT DISTRIBUTORS, INC. (WALNUT CREEK CA)
MA
05/25/2004 - 12/31/2004
MUTUAL SERVICE CORPORATION (BOSTON MA)
TX
09/18/1997 - 02/13/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
09/18/1997 - 10/16/1997
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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