Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Knox is a financial advisor with over 40 years of experience in the industry. Louis has a deep understanding of the financial markets and is committed to providing personalized financial planning and investment advice to help clients reach their financial goals. Louis is currently registered with LPL Financial LLC and has held previous positions at Associated Securities Corp., Signator Investors, Inc., Washington Square Securities, Inc., Pruco Securities Corporation, and Green Hill Financial Service Corporation. Louis is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
10/06/2009 - Present
LPL Financial LLC (DARIEN IL)
IL
05/13/2004 - 09/08/2009
ASSOCIATED SECURITIES CORP. (HOFFMAN ESTATES IL)
MA
04/13/2000 - 05/21/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
CT
08/24/1993 - 04/11/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NJ
04/28/1994 - 04/06/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
07/12/1982 - 07/06/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
IA
Issued 09/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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