Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis James Croce is a financial advisor at Morgan Stanley with over 37 years of experience in the industry. Louis holds the Series 7, Series 31, Series 63, and Series 65 licenses, and is registered in 30 states. Louis has worked for several well-known firms throughout his career, including UBS Financial Services Inc. and Oppenheimer & Co., Inc. Louis's areas of expertise include asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/09/2021 - Present
Morgan Stanley (jupiter FL)
NY
10/14/1994 - 04/20/2021
UBS FINANCIAL SERVICES INC. (GARDEN CITY NY)
NY
09/18/1990 - 10/25/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
06/08/1988 - 09/27/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
09/29/1986 - 06/28/1988
OPPENHEIMER & CO., INC.
NA
01/25/1984 - 10/10/1986
MOSELEY SECURITIES CORPORATION
IA
Issued 07/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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