Unclaimed
Louis James Ciocco is a financial professional with over 19 years of experience in the industry. Louis is currently registered with Variable Investment Associates, Inc. in TEA, SD. Louis has previously worked with Sammons Securities Company, LLC, SagePoint Financial, Inc. and American General Securities Incorporated. Louis holds a Series 6, Series 63 and SIE license and is registered in Arizona, Colorado, Florida, Georgia and Montana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
11/11/2010 - Present
Variable Investment Associates, Inc. (TEA SD)
CO
11/24/2009 - 11/11/2010
SAMMONS SECURITIES COMPANY, LLC (GRAND JUNCTION CO)
CO
10/31/2008 - 11/27/2009
SAGEPOINT FINANCIAL, INC. (GRAND JUNCTION CO)
CO
08/06/2004 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (GRAND JUNCTION CO)
BC
Issued 08/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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