Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis J Kim is a registered representative of Citigroup Global Markets Inc. Louis has been in the industry since April 5, 2002. Louis J Kim is currently registered in the state of Florida. Louis previously worked with CITICORP INVESTMENT SERVICES, WM FINANCIAL SERVICES, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FLEET BROKERAGE SECURITIES, INC., EMPIRE FINANCIAL GROUP, INC., and CHATFIELD DEAN & CO., INC. Louis holds multiple securities licenses including Series 7, Series 63, Series 66, and SIE. Louis focuses on individual clients, high-net-worth individuals, and businesses. Louis J Kim's firm, Citigroup Global Markets Inc., has offices located in Miramar and Miami. Louis J Kim has been with Citigroup Global Markets Inc. since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/01/2022 - Present
Citigroup Global Markets Inc. (Miramar FL)
FL
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (PEMBROKE PINES FL)
FL
07/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (PEMBROKE PINES FL)
FL
10/06/2005 - 07/11/2006
WM FINANCIAL SERVICES, INC. (MIAMI FL)
MA
10/20/2004 - 02/11/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/14/1998 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/18/1996 - 02/14/1998
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
FL
01/03/1995 - 09/12/1995
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
CO
11/19/1993 - 12/31/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 07/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Louis Kim is the right advisor for you? Invested Better is here to help.
