Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Italo Farano is a securities professional with over 20 years of experience in the industry. Louis is currently registered with UBS Asset Management (us) Inc. in New York, NY. Previously, Louis was registered with Credit Suisse Securities (USA) LLC, SG Americas Securities, LLC, SG Cowen & Co., LLC, Lehman Brothers Inc. and Eastbridge Capital Inc. Louis holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
05/22/2006 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/23/2004 - 05/18/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
11/06/2002 - 06/16/2004
SG COWEN & CO., LLC (NEW YORK NY)
NY
10/16/2001 - 10/21/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/12/1998 - 08/05/1998
EASTBRIDGE CAPITAL INC. (NEW YORK NY)
BC
Issued 10/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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