Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Goeckel is a financial professional with over 25 years of experience in the industry. Louis is a Registered Representative with Osaic Wealth, Inc. and holds Series 7, 9, 10, 24, and 66 licenses. Louis has held previous roles with Sagepoint Financial, Inc., Key Investment Services LLC, LPL Financial LLC, HSBC Securities (USA) Inc., and HSBC Brokerage (USA) Inc. Louis is a Certified Financial Planner™ professional and specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/01/2023 - Present
Osaic Wealth, Inc. (SYRACUSE NY)
NY
09/07/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SYRACUSE NY)
NY
09/21/2016 - 09/14/2018
KEY INVESTMENT SERVICES LLC (Syracuse NY)
NY
05/15/2012 - 09/21/2016
LPL FINANCIAL LLC (SYRACUSE NY)
NY
01/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (SYRACUSE NY)
NY
09/11/1998 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MN
09/19/1996 - 08/28/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/19/1996 - 08/28/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
08/06/1998 - 08/27/1998
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
BOTH
Issued 3/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/3/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/18/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/27/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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