Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Coxe is an investment banking registered representative with a Series 79 license. Louis has been in the industry since 2018 and has worked for Finalis Securities LLC, Avalon Securities, LTD., and Stout Causey Capital Corporation. Louis is currently registered with ERG Securities (us) LLC in Connecticut and California and is Series 63, 82TO, and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
03/29/2024 - Present
ERG Securities (us) LLC (Norwalk CT)
NY
01/13/2022 - 02/13/2024
FINALIS SECURITIES LLC (NEW YORK NY)
NY
01/25/2021 - 01/03/2022
AVALON SECURITIES, LTD. (NEW YORK NY)
MD
01/18/2018 - 01/21/2021
STOUT CAUSEY CAPITAL CORPORATION (Ellicott City MD)
BC
Issued 09/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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