Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Harold Raffetto is a financial advisor registered with Wolfe Research Securities. Louis has been in the industry since September 23, 2014. Louis holds the Series 7, 63, 86 and 87 licenses. Louis has experience with UBS Securities LLC and Deutsche Bank Securities Inc. Louis is registered to do business in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/18/2022 - Present
Wolfe Research Securities (Boston MA)
MA
02/26/2018 - 07/22/2022
UBS SECURITIES LLC (BOSTON MA)
MA
09/05/2014 - 02/06/2018
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
BC
Issued 10/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/22/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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