Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Gregory Frascogna is a financial advisor associated with Raymond James & Associates, Inc. located in JACKSON, MS. Louis has been in the financial services industry since 1982. Louis has Series 3, 7, 10, 63 and 65 licenses and has passed the SIE exam. Louis is registered to provide investment advisory services in Alabama, Arizona, Arkansas, California, Colorado, Georgia, Mississippi, Montana, North Carolina, South Carolina, South Dakota, Tennessee, Texas, and Washington. Louis is also registered to provide broker-dealer services in Mississippi and Texas. In addition to his current role at Raymond James & Associates, Inc., Louis has previously worked at STEPHENS, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
06/29/2018 - Present
Raymond James & Associates, Inc. (JACKSON MS)
MS
05/10/2010 - 06/15/2018
STEPHENS (RIDGELAND MS)
MS
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (JACKSON MS)
MS
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/06/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
12/21/1982 - 08/15/1986
DEAN WITTER REYNOLDS INC.
BC
Issued 10/02/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1993
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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