Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Grant Bergamo is an Investment Advisor Representative with Cetera Investment Advisers LLC, which has offices in San Francisco, CA. Louis has been in the financial industry since 1994. Louis also has previous experience with First Allied Securities, Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities Inc. and RFS Partners. Louis holds the Series 7, 63, 65 and SIE licenses. Louis specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/24/2022 - Present
Cetera Investment Advisers LLC (SAN FRANCISCO CA)
CA
11/10/2017 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN FRANCISCO CA)
CA
01/03/2011 - 11/16/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/12/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CO
12/02/1994 - 05/26/1998
RFS PARTNERS (DENVER CO)
CA
05/26/1993 - 04/22/1994
PORTSMOUTH FINANCIAL SERVICES (SAN FRANCISCO CA)
IA
Issued 12/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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