Unclaimed
Louis Gordon Wilson is a financial advisor with Stephens, located in LITTLE ROCK, AR. Louis has over 38 years of experience in the financial industry. Louis is a registered investment advisor in Arkansas and Texas, and is also licensed to sell securities in 52 states and territories. Louis's primary focus is providing financial planning and portfolio management services to individuals and families. Louis holds the Series 3, 7, 9, 10, 23, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/28/2014 - Present
Stephens (LITTLE ROCK AR)
NC
07/01/2003 - 12/31/2003
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
05/12/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
AR
06/02/1988 - 04/25/2000
STEPHENS INC. (LITTLE ROCK AR)
NA
04/20/1987 - 06/21/1988
PAINEWEBBER INCORPORATED
NA
12/12/1984 - 05/01/1987
E. F. HUTTON & COMPANY INC
NA
03/12/1984 - 11/26/1984
LASATER & COMPANY
IA
Issued 10/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/27/2021
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1984
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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