Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Martine is a registered representative with Hilltop Securities Inc. and Hilltop Securities Asset Management, LLC. Louis has been in the securities industry since 1998 and has experience with a variety of financial services, including financial planning, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for individuals. Louis has a strong record of success in providing financial advice to clients and is committed to helping them achieve their financial goals. Louis holds a Series 7, Series 63, Series 52TO, and Series 66 license. Louis is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
02/04/2020 - Present
Hilltop Securities Inc. (DALLAS TX)
ME
01/18/2011 - 10/29/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
12/18/2006 - 12/31/2010
U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)
ME
06/28/2005 - 07/26/2007
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
07/27/2001 - 03/16/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
10/31/2001 - 04/15/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
10/20/1998 - 04/10/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 02/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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