Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis George Skertich is a financial professional with over 30 years of experience in the industry. Louis has been registered with UBS Financial Services Inc. since 1999. Louis has a strong background in securities, having previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Osborne, Stern & Company, Inc., Chatfield Dean & Co., Inc., and The Stuart-James Company, Incorporated. Louis has passed a number of industry examinations, including the Series 3, Series 7, Series 9, Series 10, Series 63, and Series 65. Louis is also a registered investment advisor in Texas. Louis has a broad range of experience, including providing portfolio management for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/13/2012 - Present
UBS Financial Services Inc. (WESTLAKE VILLAGE CA)
NY
05/06/1993 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
02/11/1991 - 05/24/1991
OSBORNE, STERN & COMPANY, INC.
CO
11/24/1990 - 01/18/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
09/19/1990 - 11/30/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 1/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/12/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/2/2005
Series 3 - National Commodity Futures Examination
BC
Issued 9/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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