Unclaimed
Louis George Murray is a financial advisor with Vanguard Marketing Corp. Louis has been in the financial industry since January 21, 2011. Louis holds the Series 6, 7, and 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Louis is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Pennsylvania, as well as 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/21/2011 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 02/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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