Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Frates is a financial advisor with Ameriprise Financial Services, LLC. Louis has been working in the financial industry since 2012. Louis is registered to provide investment advice in 27 states and is a Series 7, Series 63, Series 65, and SIE licensed holder. Louis has extensive experience working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, insurance companies, and trusts. Louis specializes in portfolio management, financial planning, asset allocation services, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
05/02/2022 - Present
Ameriprise Financial Services, LLC (Midlothian VA)
VA
03/29/2019 - 05/02/2022
THOMPSON DAVIS & CO., INC. (RICHMOND VA)
VA
12/23/2014 - 04/18/2017
SECURITIES AMERICA, INC. (WILLIAMSBURG VA)
VA
10/27/2014 - 12/23/2014
WELLS FARGO ADVISORS, LLC (VIRGINIA BEACH VA)
VA
11/06/2012 - 08/13/2014
NEXT FINANCIAL GROUP, INC. (VIRGINIA BEACH VA)
VA
08/30/2012 - 09/11/2012
NYLIFE SECURITIES LLC (NORFOLK VA)
VA
03/26/2012 - 07/16/2012
LPL FINANCIAL LLC (FAIRFAX VA)
IA
Issued 05/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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