Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Frederick Smith is a financial advisor with over 30 years of experience in the financial services industry. Louis is currently registered with Cambridge Investment Research Advisors, Inc. in Jacksonville, Florida. Louis has a wide range of experience in financial planning, portfolio management, and insurance. Louis holds Series 6, 63, and 65 securities licenses. Louis is also a licensed insurance agent in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
11/07/2018 - Present
Cambridge Investment Research Advisors, Inc. (Jacksonville FL)
FL
10/01/1997 - 11/06/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (JACKSONVILLE FL)
IN
04/03/1997 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
AZ
03/29/1993 - 04/10/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
12/23/1992 - 03/29/1993
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CA
03/06/1987 - 12/31/1990
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
10/31/1986 - 09/14/1988
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
05/02/1986 - 10/08/1986
PRUCO SECURITIES CORPORATION
IA
Issued 11/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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