Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Clements is a securities professional with over a decade of experience in the industry. Louis is currently registered with Scotia Capital (usa) Inc. in New York, NY. Louis has a strong background in investment banking and has previously worked with SG Americas Securities, LLC. Louis holds a number of industry licenses and certifications, including the Series 7, Series 3, Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/03/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/15/2018 - 11/20/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/30/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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