Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Forte has been a registered representative in the financial industry since March 3, 2009. Louis currently works with Chimera Securities, LLC. Louis has passed the Series 7, 56, SIE, and 57TO exams and the Series 63 exam. Louis also previously worked with T3 Trading Group, LLC, Wheatley Capital Series Fund LLC, Broadway Trading, LLC, and CIBC Oppenheimer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/24/2019 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
10/21/2019 - 10/22/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
03/10/2011 - 10/18/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
04/19/2006 - 09/27/2007
WHEATLEY CAPITAL SERIES FUND LLC (JERICHO NY)
NY
03/30/1998 - 09/21/1998
BROADWAY TRADING, LLC (NEW YORK NY)
NY
12/15/1997 - 01/16/1998
CIBC OPPENHEIMER (NEW YORK NY)
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 12/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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