Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Fears is a financial professional with over 3 years of experience in the industry. Louis is currently registered with DC Advisory in New York. Louis holds the Series 63, Series 79TO, and SIE licenses. Louis previously worked at BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/17/2024 - Present
DC Advisory (NEW YORK NY)
NY
02/13/2021 - 05/07/2024
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 12/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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