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Louis Ernest Rizzo

Morgan Stanley

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About Louis Ernest Rizzo

Louis Ernest Rizzo is a financial advisor with over 30 years of experience in the industry. Louis is currently registered with Morgan Stanley, working out of their West Hartford, CT office. Prior to that, Louis was a registered representative at AXA Advisors, LLC in Stamford, CT. Louis holds a Series 7, 9, 10, 24, and 63 license, as well as the Securities Industry Essentials (SIE) exam.

Firm Information

Louis Rizzo is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Louis Rizzo’s Registration & Firm History

CT

09/27/2018 - Present

Morgan Stanley (West Hartford CT)

CT

11/05/2010 - 09/21/2018

AXA ADVISORS, LLC (STAMFORD CT)

CT

01/09/2003 - 11/01/2010

METLIFE SECURITIES INC. (SHELTON CT)

CT

01/09/2003 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (WETHERSFIELD CT)

NY

06/30/1992 - 01/03/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NJ

06/09/1989 - 06/09/1992

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

04/25/1988 - 10/18/1988

INDIVIDUAL'S SECURITIES LTD.

NA

03/22/1988 - 04/28/1988

HAMILTON, GRANT & COMPANY, INC.

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Licenses & Designations

BC

Issued 04/06/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/18/2010

Series 24 - General Securities Principal Examination

BC

Issued 11/05/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Louis Ernest Rizzo.
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