Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Eric Silk is a securities professional with over 25 years of experience in the financial services industry. Louis Silk is currently registered with TP Icap Global Markets Americas LLC as a General Securities Representative and has held various other positions in the industry. Louis Silk holds a number of licenses and registrations, including Series 7, 24, 27, 55, 63, 65, and 99TO. Louis Silk has a strong track record of success in the financial services industry and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/25/2015 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
03/10/2015 - 01/05/2016
BENJAMIN & JEROLD BROKERAGE I, LLC (NEW YORK NY)
NY
10/20/2010 - 02/19/2015
MURPHY & DURIEU (NEW YORK NY)
NY
05/13/2008 - 10/19/2010
CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
08/02/2004 - 10/19/2010
DERMOTT W. CLANCY CORP. (NEW YORK NY)
NY
10/01/2000 - 08/04/2004
B & B SECURITIES, INC. (NEW YORK NY)
OH
04/26/2000 - 09/01/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
09/03/1998 - 05/18/2000
NEW TIMES SECURITIES SERVICES, INC. (MELVILLE NY)
NY
05/27/1997 - 02/06/1998
NEW TIMES SECURITIES SERVICES, INC. (MELVILLE NY)
IA
Issued 06/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/2003
Series 14 - Compliance Officer Examination
BC
Issued 01/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/20/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/22/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/18/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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