Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Edward Paolillo has been in the financial industry since 2003 and is currently registered with Charles Schwab & CO., INC. in Red Bank, NJ. Louis Edward Paolillo has previously been employed by TD AMERITRADE, INC., CUNA BROKERAGE SERVICES, INC., WELLS FARGO ADVISORS, LLC, FORTIS CLEARING AMERICAS LLC, BEAR, STEARNS & CO. INC., INSTITUTIONAL DIRECT INC., and DIRECT ACCESS PARTNERS LLC. Louis Edward Paolillo is registered with the following securities authorities: Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, and Vermont. Louis Edward Paolillo also holds the following FINRA licenses: Series 7, Series 7A, Series 63, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
03/14/2022 - Present
Charles Schwab & CO., Inc. (Red Bank NJ)
NJ
09/12/2013 - 07/29/2024
TD AMERITRADE, INC. (Red Bank NJ)
NJ
06/18/2011 - 08/30/2013
CUNA BROKERAGE SERVICES, INC. (NEPTUNE NJ)
NJ
05/13/2008 - 06/06/2011
WELLS FARGO ADVISORS, LLC (WALL TOWNSHIP NJ)
IL
05/17/2007 - 09/11/2007
FORTIS CLEARING AMERICAS LLC (CHICAGO IL)
NY
05/01/2006 - 05/17/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/13/2004 - 04/28/2006
INSTITUTIONAL DIRECT INC. (NEW YORK NY)
NY
11/08/2002 - 05/03/2004
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
BOTH
Issued 4/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 3/26/2003
Series 7A - Floor Broker Representative Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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