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Louis Edward Paolillo

Charles Schwab & CO., Inc.

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About Louis Edward Paolillo

Louis Edward Paolillo is a registered representative with Charles Schwab & CO., Inc. Louis has been in the securities industry since August 4, 2003. Louis holds Series 7, 7A, 63 and 66 securities licenses and is registered to sell securities in 15 states. Louis has previously worked for TD Ameritrade, INC., CUNA BROKERAGE SERVICES, INC., WELLS FARGO ADVISORS, LLC, FORTIS CLEARING AMERICAS LLC, BEAR, STEARNS & CO. INC., INSTITUTIONAL DIRECT INC. and DIRECT ACCESS PARTNERS LLC.

Firm Information

Louis Paolillo is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Louis Paolillo’s Registration & Firm History

NJ

03/14/2022 - Present

Charles Schwab & CO., Inc. (Red Bank NJ)

NJ

09/12/2013 - 07/29/2024

TD AMERITRADE, INC. (Red Bank NJ)

NJ

06/18/2011 - 08/30/2013

CUNA BROKERAGE SERVICES, INC. (NEPTUNE NJ)

NJ

05/13/2008 - 06/06/2011

WELLS FARGO ADVISORS, LLC (WALL TOWNSHIP NJ)

IL

05/17/2007 - 09/11/2007

FORTIS CLEARING AMERICAS LLC (CHICAGO IL)

NY

05/01/2006 - 05/17/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

05/13/2004 - 04/28/2006

INSTITUTIONAL DIRECT INC. (NEW YORK NY)

NY

11/08/2002 - 05/03/2004

DIRECT ACCESS PARTNERS LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/29/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/26/2003

Series 7A - Floor Broker Representative Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Louis Edward Paolillo.
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