Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Kleist is a financial advisor with Stifel, Nicolaus & Company, Inc. with over 15 years of experience in the industry. Louis has previously worked at Credit Suisse Securities (USA) LLC and UBS Financial Services Inc. Louis has a broad range of experience and can advise clients on a variety of financial matters, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Louis is registered with FINRA and holds Series 7 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
07/13/2022 - Present
Stifel, Nicolaus & Company, Inc. (SPOKANE WA)
CA
04/05/2019 - 07/27/2022
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
04/10/2006 - 01/08/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Louis Kleist is the right advisor for you? Invested Better is here to help.
