Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Edward Griffin is a financial advisor with Northwestern Mutual Investment Services, LLC. Louis has been in the industry for over 1 year. Louis holds the Series 63, SIE, and Series 6TO licenses. Louis is registered in Colorado, Florida, Indiana, Maryland, Nevada, North Carolina, and Virginia. Louis is located in Raleigh, NC at the 1201 Edwards Mill Rd Ste 200 office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
08/07/2023 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
BC
Issued 07/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Louis Griffin is the right advisor for you? Invested Better is here to help.
