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Louis Dunlap Duff

Butler Capital Partners

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About Louis Dunlap Duff

Louis Dunlap Duff is a financial advisor with Butler Capital Partners, a registered investment advisor. Louis has been in the financial industry since 2004. Louis has experience in securities and investments. Louis's previous employers include Emerson Equity LLC, Hitherlane Partners, LLC, KDC Securities, LP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bear, Stearns & Co. Inc.

Firm Information

Louis Duff is currently registered with Butler Capital Partners. Butler Capital Partners is a Limited Liability Company formed in April 2001. The firm is registered in California, Connecticut, District of Columbia, Florida, Illinois, Iowa, Massachusetts, Michigan, New Jersey, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, and Wisconsin. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Louis Duff’s Registration & Firm History

NY

02/11/2022 - Present

Butler Capital Partners (OLD WESTBURY NY)

CA

04/30/2018 - 02/08/2022

EMERSON EQUITY LLC (SAN MATEO CA)

FL

11/04/2013 - 06/01/2017

HITHERLANE PARTNERS, LLC (BOCA RATON FL)

NY

01/06/2010 - 11/09/2012

KDC SECURITIES, LP (NEW YORK NY)

NY

02/26/2003 - 03/16/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/08/2001 - 02/12/2003

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/02/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 10/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Louis Dunlap Duff.
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