Unclaimed
Louis Dunlap Duff is a financial advisor with Butler Capital Partners, a registered investment advisor. Louis has been in the financial industry since 2004. Louis has experience in securities and investments. Louis's previous employers include Emerson Equity LLC, Hitherlane Partners, LLC, KDC Securities, LP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/11/2022 - Present
Butler Capital Partners (OLD WESTBURY NY)
CA
04/30/2018 - 02/08/2022
EMERSON EQUITY LLC (SAN MATEO CA)
FL
11/04/2013 - 06/01/2017
HITHERLANE PARTNERS, LLC (BOCA RATON FL)
NY
01/06/2010 - 11/09/2012
KDC SECURITIES, LP (NEW YORK NY)
NY
02/26/2003 - 03/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/08/2001 - 02/12/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 11/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Louis Duff is the right advisor for you? Invested Better is here to help.