Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Don Puglisi is a financial professional with over 20 years of experience in the industry. Louis has a broad background in financial services, having worked with various firms including 1717 Capital Management Company, Hornor, Townsend & Kent, Inc., and The Equitable Life Assurance Society of the United States. Louis is currently registered with Equity Services, Inc. and is a Series 6, 26, and 63 licensed professional. Louis holds the SIE designation. Louis specializes in helping individuals, high net worth individuals, corporations, and charitable organizations with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
12/19/2005 - Present
Equity Services, Inc. (MONTPELIER VT)
DE
08/15/2000 - 11/01/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
PA
06/23/1998 - 08/09/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
01/01/1998 - 07/08/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
01/01/1998 - 07/08/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
DE
07/31/1996 - 11/20/1997
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BC
Issued 03/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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