Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Domenic Mattielli is a financial professional with over 27 years of experience in the securities industry. Louis is currently registered with Tifin Private Markets LLC, Focuspoint Private Capital Group, and Larrainvial Securities US LLC. Louis has held previous positions with TIGERRISK CAPITAL MARKETS & ADVISORY, PINE SECURITIES USA LLC, TULLETT LIBERTY SECURITIES LLC, BURLINGTON CAPITAL MARKETS INC., HERZOG, HEINE, GEDULD, INC., BANCA IMI SECURITIES CORP., and MABON, NUGENT & CO. Louis holds the following licenses and qualifications: Series 7, Series 10, Series 14, Series 24, Series 41, Series 63, Series 99TO, and SIE. Louis is registered in Florida, Indiana, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/18/2022 - Present
Tifin Private Markets LLC (NEW YORK NY)
NY
01/31/2020 - 01/04/2021
TIGERRISK CAPITAL MARKETS & ADVISORY (New York NY)
NY
01/31/2018 - 08/01/2018
TIGERRISK CAPITAL MARKETS & ADVISORY (New York NY)
NY
10/09/2012 - 01/06/2014
PINE SECURITIES USA LLC (NEW YORK NY)
NY
05/01/2002 - 05/12/2009
TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)
NY
08/24/2001 - 04/29/2002
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NA
09/16/1993 - 02/10/1994
HERZOG, HEINE, GEDULD, INC.
NA
04/30/1991 - 04/27/1992
BANCA IMI SECURITIES CORP.
NA
05/17/1988 - 04/30/1991
MABON, NUGENT & CO.
NA
12/21/1982 - 10/03/1986
MABON, NUGENT & CO.
BC
Issued 12/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/28/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/28/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1983
Series 41 - NYSE Allied Member Examination
Active
Inactive
F
FINRA
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