Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Louis? Claim Your ProfileLouis Roque is a financial professional with over five years of experience in the financial services industry. Louis is currently registered with J.p. Morgan Securities LLC in King of Prussia, PA and holds Series 6, 63, 65, and SIE licenses. Louis previously worked with Citizens Securities, Inc. in Lansdale, PA. Louis is dedicated to providing clients with comprehensive financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
05/17/2024 - Present
J.p. Morgan Securities LLC (King of Prussia PA)
PA
10/05/2015 - 12/31/2020
CITIZENS SECURITIES, INC. (LANSDALE PA)
BC
Issued 06/05/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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